Brian Lee – Series 7 Top-Off

I see many posts on here about the series 7 so I am happy to see I am not alone. I have my top off scheduled for exactly a week from today and I

Brian Lee – Series 7 Top-Off

Your Instructor

Brian Lee
Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

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Course Curriculum

Series 7 Top-Off Introduction

Introduction (18:27)

Downloadable Class Notes

Module 1 – Seeks Business from Customers and Potential Customers

Lesson 1 Contacts Customers and Potential Customers (19:53)

Lesson 2 Issuing Securities (22:56)

Module 2 – Opening Accounts and Evaluates Customer Profiles

Lesson 1 Types of Accounts (23:40)

Suitability Guideline

Lesson 2 Suitability (21:53)

Retirement Plans (15:27)

Margin Accounts (12:55)

Margin-2 (17:17)

Margin-3 (9:24)

Margin-4 (11:14)

Margin-5 (5:41)

Module 3 – Provides Information About Investments

Lesson 3 Fundemental Analysis (17:01)

Equity Securities – Lesson 1 (23:35)

Equity Securities – Lesson 2 (24:02)

Equity Securities – Lesson 3 (21:51)

Corporate Debt Securities – Lesson 1 (18:24)

Corp. Debt Securities – Lesson 2 (19:38)

Corp. Debt Securities = Lesson 3 (15:05)

Debt Securities Lesson 4 (18:07)

Corp. Debt Securities – Lesson 5 (22:40)

U,S. Gov’t. Securities (14:47)

Agencies and CMO’s (14:17)

Module 4 – Provides information About Investments – Municipal Bonds

Muni-1 (25:54)

Muni-2 (18:53)

Muni-3 (12:33)

Muni-4 (6:04)

Muni-5 (12:52)

Muni-6 (15:16)

Muni-7 (15:25)

Muni-8 (7:31)

Muni-9 (15:45)

Muni-10 (3:03)

Module 5 – Provides Information About Investments -Options

Options-1 (17:42)

Options-2 (14:25)

Options-3 (21:01)

Lesson 4 (23:14)

Options-5 (19:06)

Options-6 (8:29)

Options-7 (15:42)

Options-8 (5:24)

Options-9 (17:27)

Options-10 (15:50)

Options-11 (27:37)

Options-12 (14:48)

Options Practice Exam

Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities

Mutual Funds-1 (16:03)

Mutual Funds-2 (11:27)

Mutual Funds-3 (31:07)

Variable Annuities (24:17)

Limited Partnerships (DPP) (19:32)

Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions

Trading Securities (16:54)

Trading-2 (9:50)

Trading-3 (14:04)

Trading-4 (7:04)

Trading-5 (7:34)

Practice Final Exam

Check List (Facts to Know)

Additional Practice Questions

Practice Final

Frequently Asked Questions

Get immediately download Brian Lee – Series 7 Top-Off

When does the course start and finish?
The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.
How long do I have access to the course?
How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.
What if I am unhappy with the course?
We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.

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